As our first US Compliance Associate you will act as a subject matter expert on a diverse range of regulatory compliance issues that apply to Gaia’s US business
You’ll play a crucial role in guiding our Finance, Sales & Marketing and Product teams and senior managers through the compliance landscape
Your expertise will help ensure compliance is achieved in the design, deployment and distribution of Gaia’s innovative products
You will primarily be responsible for the implementation and monitoring of Gaia’s US compliance program
Executing compliance monitoring, testing, and other reviews in accordance with the established procedures and policies to provide ongoing independent assessment of compliance with applicable rules and regulations
Managing Gaia’s state reporting obligations in relation to its insurance and lending products
Liaising with business leads to create management information and compliance reports
Providing updates, training and education for management on federal and regional regulatory developments
Reporting of risks and incidents, with root cause analysis and remediation activity
Participating in specific risk-related committees to ensure that key actions are captured and followed up by the business as required as well as offering your own advice and suggestions to influence outcomes
You will also work closely with our Legal team to:
Provide the business with advice and support on a range of compliance issues, including data protection, governance, AML/OFAC, Truth in Lending Act, Equal Credit Opportunity Act
Review marketing materials to ensure compliance with applicable regulatory requirements
Conduct due diligence investigations on critical suppliers, brand partners, and other entities
Obtain and record declinations from admitted insurance carriers
Help expand Gaia’s US footprint by supporting new market entry initiatives by:
Conducting compliance surveys to understand applicable compliance laws in those states and markets; and
Supporting applications for new insurance and premium financing licenses
Requirements:
You have 3-5 years' experience in compliance testing, internal audit, or regulatory compliance within the banking or financial services industry, with a focus on consumer laws and regulations
You have the ability and willingness to comprehend and analyze consumer compliance laws and regulations
You are proactive with a can-do attitude, taking ownership of resolving issues and driving projects
You have excellent cross-functional communication abilities in an international environment
You are eager to learn and thrive in a fast-paced, growth-oriented business setting
You are a strong individual contributor with effective collaboration skills at all levels within the organization
You are passionate for creating a world where everyone who wants a family gets a chance to try
Benefits:
Contribution to fertility treatment for you and your partner
